Sanctions Compliance Auto-Checker Module

1. Operational Process Scope

Automated screening of corporate trade counterparties, suppliers, and consignees prior to order confirmation.

• Target Inputs: Customer legal name, country code, registration ID, VAT identification number.
• Validation Rules: Fuzzy-matching against EU Consolidated Financial Sanctions, OFAC Specially Designated Nationals (SDN), and UN Security Council lists.
• Execution Outputs: Pass / Flag / Block webhook response, audit log entry, alert notification to compliance management.

2. Deterministic Guardrails & Governance

This module operates with bounded deterministic rule checking. All high-risk decisions require explicit human-in-the-loop authorization before committing changes to the production ledger.

Operational Limitations: Does not replace legal counsel. Serves as technical pre-screening filter with mandatory human sign-off on flagged matches.